The financial services sector in Australia presents many compliance and regulatory challenges.  One-size-fits-all solutions are not feasible, as owner-operator businesses will have different needs to those working with a larger team.

Backed by more than 13 years experience in this sector, Seven Peaks offers strategic assistance to help you achieve your goals within the constraints of your existing capacities.

Our aim is to help you become operational quickly, and empower you to manage your compliance requirements independently.

Seven Peaks services include:

  • Licensing – advice and application services for your Australian Financial Services Licence, including Limited Licence
  • Training – providing practical training for anyone carrying out Responsible Manager and Compliance roles for a licensee
  • Special Projects – covering assistance in relation to Governance, Fund Management and Fund Raising

We look forward to assisting you!